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home > BD- Broker-Dealer Social Media Disclosure Statement > BD- Broker-Dealer Social Media Disclosure Statement
BD- Broker-Dealer Social Media Disclosure Statement
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BD- Broker-Dealer Social Media Disclosure Statement
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BD- Broker-Dealer Social Media Disclosure Statement
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BD- Broker-Dealer Social Media Disclosure StatementThe Broker Dealer Social Media Disclosure Statement serves as an important part of a broker dealer's overall supervision of Social Networking Websites and Business Communications used by its registered representatives. The Social Media Disclosure Statement helps firms collect, organize and supervise the use of social media sites in accordance with FINRA Rule 2210 (Communications with the Public) as well as Regulatory Notices' 10 06, 11 39, 12 29, 15
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The Broker-Dealer Social Media Disclosure Statement serves as an important part of a broker-dealer's overall supervision of Social Networking Websites and Business Communications used by its registered representatives.  The Social Media Disclosure Statement helps firms collect, organize and supervise the use of social media sites in accordance with FINRA Rule 2210 (Communications with the Public) as well as Regulatory Notices' 10-06, 11-39, 12-29, 15-17 and 17-18 regarding guidance on Social Networking Websites and Business Communications.

Version/Update: V.1/November 25, 2017

Total Page Count: 2

Source/Author(s): Connexien

BD- Broker-Dealer Social Media Disclosure Statement

Item no : 80102167677
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